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Nathaniel Thomas Phillips

Saxony Capital Management, LLC

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About Nathaniel Thomas Phillips

Nathaniel Thomas Phillips is a Registered Investment Advisor with over 10 years of experience in the financial industry. He specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisers. Nathaniel has extensive experience in investment related activities and is a licensed Certified Public Accountant (CPA). Nathaniel is currently affiliated with Saxony Capital Management, LLC, a firm with over $239 million in regulatory assets under management.

Firm Information

Nathaniel Phillips is currently registered with Saxony Capital Management, LLC. Saxony Capital Management, LLC is a Saint Louis, MO-based investment advisory firm that manages approximately $239.3 million in assets for a diverse range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and others. They offer a variety of advisory services, including financial planning, portfolio management, and selection of other advisors.
Saxony Capital Management, LLC

11152 S TOWNE SQUARE

SAINT LOUIS, MO 63123

$239.29M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Consulting fees to ria's, finders fees, fees third party manager

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Nathaniel Phillips’s Registration & Firm History

FL

09/19/2023 - Present

Saxony Capital Management, LLC (Miami FL)

MO

06/02/2022 - 09/06/2023

PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)

CO

11/30/2021 - 04/29/2022

VISTIA CAPITAL, LLC (CASTLE ROCK CO)

MO

06/05/2020 - 11/30/2021

PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)

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Licenses & Designations

IA

Issued 08/31/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/20/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/29/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathaniel Thomas Phillips.
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