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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Downes is an investment advisor representative with Lido. Nathaniel has been in the industry since 1993 and has experience working with UBS Financial Services Inc. and Merrill Lynch. Nathaniel holds the Series 6, 7, 63, 65, 66 and 24 licenses. Nathaniel is also a Chartered Financial Analyst (CFA). Nathaniel's specializations include portfolio management for individuals, businesses, and investment companies. Nathaniel's firm, Lido, offers a wide range of services, including financial planning, portfolio management, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/21/2025 - Present
Lido (Los Angeles CA)
CA
02/20/2009 - 12/11/2017
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
02/04/2008 - 02/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
03/04/1998 - 06/05/1998
S. L. REED & COMPANY (LOS ANGELES CA)
MD
09/27/1993 - 07/28/1997
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 01/31/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 12/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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