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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Rolland is a financial advisor with over 11 years of experience in the industry. Nathaniel is currently registered with Wells Fargo Clearing Services, LLC in St. Louis, MO, and has been with the firm since 2020. Nathaniel is a Series 6, 7, 9, 10, 63, and 66 licensed representative and a Registered Investment Advisor. Prior to joining Wells Fargo Clearing Services, LLC Nathaniel was registered with Wells Fargo Advisors Financial Network, LLC and Thrivent Investment Management Inc. Nathaniel works with individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/22/2020 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/21/2019 - 11/17/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
02/01/2014 - 11/10/2020
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
04/25/2012 - 11/08/2013
THRIVENT INVESTMENT MANAGEMENT INC. (ST LOUIS MO)
BOTH
Issued 11/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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