Unclaimed
Nathaniel Robert Gabriel is a financial advisor with UBS Financial Services Inc. with over 10 years of experience in the industry. Nathaniel has a strong academic background and is a Chartered Financial Analyst. Nathaniel is licensed in 53 states and Washington DC and holds the Series 56, SIE, 63 and 87 licenses. Nathaniel specializes in portfolio management for businesses and individuals, financial planning and educational seminars. Prior to joining UBS, Nathaniel was an advisor with T3 Trading Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/05/2022 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
03/11/2011 - 09/30/2011
T3 TRADING GROUP, LLC (NEW YORK NY)
BC
Issued 04/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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