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Nathaniel Robert Berning

Vanguard Marketing Corp.

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About Nathaniel Robert Berning

Nathaniel Berning is a financial professional with Vanguard Marketing Corp. Nathaniel is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and is a licensed securities agent in all 50 states and the District of Columbia. Nathaniel has been in the securities industry since April 2021.

Firm Information

Nathaniel Berning is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathaniel Berning’s Registration & Firm History

NC

04/22/2021 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathaniel Robert Berning.
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