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Nathaniel Robert Barden

Robinhood Financial, LLC

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About Nathaniel Robert Barden

Nathaniel Barden is a financial advisor with Robinhood Financial, LLC. Nathaniel is a licensed Series 3, Series 6, Series 7TO and SIE licensed financial advisor. Prior to joining Robinhood, Nathaniel worked at Ameriprise Financial Services, LLC and Vanguard Marketing Corporation. Nathaniel has been active in the financial industry since December 2016.

Firm Information

Nathaniel Barden is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathaniel Barden’s Registration & Firm History

CO

04/04/2022 - Present

Robinhood Financial, LLC (Denver CO)

CO

12/15/2020 - 03/07/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Denver CO)

AZ

11/02/2016 - 12/10/2020

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 11/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2024

Series 3 - National Commodity Futures Examination

BC

Issued 04/06/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathaniel Robert Barden.
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