Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Hathorn is a financial professional with over eight years of experience in the industry. Nathaniel has a strong background in investment banking, having worked for firms like Evercore Group L.L.C. and Morgan Stanley. Nathaniel also has experience in wealth management, having worked for firms like Pruco Securities, LLC and William Blair. Nathaniel is currently registered with Wells Fargo Securities, LLC. Nathaniel is licensed to sell securities in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/12/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
08/01/2022 - 04/12/2023
WILLIAM BLAIR (CHARLOTTE NC)
NY
08/17/2020 - 08/01/2022
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
06/17/2019 - 08/22/2019
EVERCORE GROUP L.L.C. (NEW YORK NY)
NH
05/02/2017 - 06/04/2018
MORGAN STANLEY (PORTSMOUTH NH)
NH
10/16/2014 - 05/03/2017
PRUCO SECURITIES, LLC. (Bedford NH)
MA
07/01/2014 - 09/02/2014
J.P. MORGAN SECURITIES LLC (BOSTON MA)
NJ
07/22/2013 - 06/27/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 02/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 07/12/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/12/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/24/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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