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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Pangan Bernos is a financial advisor registered with Wells Fargo Clearing Services, LLC. Nathaniel has been working in the financial services industry since November 1988. Nathaniel has a wide range of experience working with individuals, businesses and corporations, trusts, estates and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
11/30/2022 - Present
Wells Fargo Clearing Services, LLC (ANN ARBOR MI)
MI
02/02/2016 - 12/02/2022
AMERIPRISE FINANCIAL SERVICES, LLC (FARMINGTON HILLS MI)
MI
06/16/1998 - 02/03/2016
RAYMOND JAMES & ASSOCIATES, INC. (ANN ARBOR MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
12/02/1994 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
08/22/1989 - 12/09/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/20/1987 - 06/07/1988
EQUICO SECURITIES, INC.
NA
08/20/1987 - 06/04/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 10/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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