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Nathaniel Mayes

Midwestern Securities Trading Company, LLC

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About Nathaniel Mayes

Nathaniel Mayes is a financial advisor with Midwestern Securities Trading Company, LLC. Nathaniel has been working in the financial services industry since September 2023. Nathaniel holds licenses for both Series 66 and Series 7TO. He is also registered to provide investment advice in Illinois and Missouri. In addition to his work with Midwestern Securities Trading Company, LLC, Nathaniel is also a financial advisor for Neighbors Credit Union. He is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Nathaniel Mayes is currently registered with Midwestern Securities Trading Company, LLC. Midwestern Securities Trading Company, LLC is a Limited Liability Company formed in December 1999 with its main office in East Peoria, Illinois. The firm provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They are also involved in providing portfolio management for 401(k) retirement plans defined in Section 3(38) of ERISA rules. They manage approximately $1,263,009,756 in assets for 8,452 accounts across various client types, including high-net-worth individuals, corporations, and individuals other than high-net-worth. They participate in wrap fee programs and are registered with the SEC and in 36 states.
Midwestern Securities Trading Company, LLC

235 EVERETT ST

EAST PEORIA, IL 61611

$1.26B

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules

Portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A percentage of assets under 3rd party management

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Nathaniel Mayes’s Registration & Firm History

IL

08/19/2024 - Present

Midwestern Securities Trading Company, LLC (EAST PEORIA IL)

MO

09/14/2023 - 08/09/2024

THRIVENT INVESTMENT MANAGEMENT INC. (St Louis MO)

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Licenses & Designations

BOTH

Issued 10/05/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathaniel Mayes.
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