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Nathaniel M Harrison

Pershing LLC

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About Nathaniel M Harrison

Nathaniel Harrison is a financial advisor with over 5 years of experience in the financial services industry. Nathaniel is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Nathaniel has experience working with clients in a variety of financial planning needs. Nathaniel is committed to providing clients with personalized financial advice and guidance. Nathaniel holds the Series 63, Series 7 and SIE licenses. Nathaniel's previous experience includes roles at ROBINHOOD FINANCIAL, LLC, AMERICAN ENTERPRISE INVESTMENT SERVICES INC., and AMERIPRISE FINANCIAL SERVICES, LLC. Nathaniel is registered in Colorado and New Jersey.

Firm Information

Nathaniel Harrison is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathaniel Harrison’s Registration & Firm History

FL

05/31/2023 - Present

Pershing LLC (LAKE MARY FL)

CO

08/23/2021 - 08/09/2022

ROBINHOOD FINANCIAL, LLC (Denver CO)

MN

12/04/2020 - 07/26/2021

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)

MN

06/29/2018 - 12/04/2020

AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/13/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nathaniel M Harrison.
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