Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Ralston is an investment advisor representative with Shearman, Ralston Inc. Nathaniel has been in the industry since October 1, 2012. Nathaniel holds Series 63, 66, 7, 99TO, and SIE licenses and is registered to provide investment advice in Connecticut, Georgia, Louisiana, New Jersey, and New York. Nathaniel is a Registered Investment Advisor in Connecticut and Georgia. Nathaniel is a financial advisor specializing in trusts, estates, and charitable organizations. Shearman, Ralston Inc. primarily serves high-net-worth individuals, other individuals, and trusts with assets under management of $88,038,679.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Trusts, estates and charitable organizations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
07/07/2023 - Present
Shearman, Ralston Inc. (GREENWICH CT)
BOTH
Issued 06/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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