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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Sarkar is an investment advisor representative registered with Fidelity Personal And Workplace Advisors, based in MOUNTAIN VIEW, CA. Nathaniel is licensed to provide investment advice in California and Texas. Nathaniel has been in the financial services industry for more than 6 years. Previous firms that Nathaniel has been employed with include Morgan Stanley, Wells Fargo Clearing Services, LLC and AXA ADVISORS, LLC. Nathaniel holds a variety of professional licenses and certifications, including Series 63, Series 66, Series 7, Series 9, Series 10 and the SIE exam. Nathaniel specializes in providing financial planning services, educational seminars and investment advice to high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/03/2024 - Present
Fidelity Personal AND Workplace Advisors (MOUNTAIN VIEW CA)
CA
11/07/2022 - 09/01/2023
MORGAN STANLEY (CLAREMONT CA)
CA
04/19/2017 - 05/23/2022
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
CA
07/27/2016 - 12/14/2016
AXA ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 12/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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