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Nathaniel Joseph Sphon

PNC Capital Markets LLC

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About Nathaniel Joseph Sphon

Nathaniel Sphon is a financial advisor with PNC Capital Markets LLC. Nathaniel is registered with the Financial Industry Regulatory Authority (FINRA) and is Series 7, 79, 63, and SIE licensed. Nathaniel has been in the financial services industry for 2 years. Nathaniel has a current employment with PNC Capital Markets LLC and is registered in 52 states. Nathaniel has a branch office located in Pittsburgh, Pennsylvania.

Firm Information

Nathaniel Sphon is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathaniel Sphon’s Registration & Firm History

PA

10/28/2020 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 11/19/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/28/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathaniel Joseph Sphon.
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