Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel John Rose is a registered representative with Hasi Securities LLC, licensed in California, Maryland and New York. Nathaniel has been in the securities industry since April 28, 2011. Nathaniel holds the Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
04/29/2011 - Present
Hasi Securities LLC (ANNAPOLIS MD)
BC
Issued 05/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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