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Nathaniel James Weber

Mizuho Securities USA LLC

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About Nathaniel James Weber

Nathaniel Weber is a financial professional with over 16 years of experience in the financial services industry. Nathaniel currently works at Mizuho Securities USA LLC as a Registered Representative. Before this role, Nathaniel was a Registered Representative at BMO Capital Markets Corp., Nomura Securities International, Inc., Barclays Capital Inc., and Lehman Brothers Inc. Nathaniel is licensed as a Series 63, Series 7, Series 24 and Series 79TO. Nathaniel is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states and the District of Columbia.

Firm Information

Nathaniel Weber is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathaniel Weber’s Registration & Firm History

NY

07/07/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/21/2019 - 07/09/2021

BMO CAPITAL MARKETS CORP. (New York NY)

NY

06/21/2010 - 12/04/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

09/22/2008 - 06/03/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/22/2006 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/26/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nathaniel James Weber.
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