Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Romero is a registered representative with Wells Fargo Clearing Services, LLC. Nathaniel is also a registered investment advisor in the state of Florida. Nathaniel is a Series 7, Series 63, and Series 66 licensed professional. Nathaniel has been in the financial services industry since July 2011. Nathaniel is based in Boca Raton, Florida, and works with individual investors, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and insurance companies. Nathaniel's firm has over $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/19/2024 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
BOTH
Issued 01/18/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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