Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Jacob Liffick is a financial advisor in El Segundo, California. Nathaniel has been in the financial services industry since April 3, 2020. Nathaniel is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Nathaniel has also previously been registered with FIRST ALLIED SECURITIES, INC. and CHARLES SCHWAB & CO., INC.. Nathaniel holds the Series 63, SIE, and Series 7 licenses. Nathaniel is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/08/2021 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
07/08/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CO
06/01/2018 - 09/03/2019
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 06/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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