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Nathaniel Holmes Schindler

Scotia Capital (usa) Inc.

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About Nathaniel Holmes Schindler

Nathaniel Schindler is a financial advisor with Scotia Capital (usa) Inc. Nathaniel has been in the industry since 2005, holding previous roles at BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PIPER JAFFRAY & CO., and CREDIT SUISSE FIRST BOSTON CORPORATION. Nathaniel has a Series 7, Series 86, Series 87, and SIE.

Firm Information

Nathaniel Schindler is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathaniel Schindler’s Registration & Firm History

CA

05/21/2024 - Present

Scotia Capital (usa) Inc. (San Francisco CA)

CA

05/10/2019 - 07/31/2023

BOFA SECURITIES, INC. (SAN FRANCISCO CA)

CA

06/25/2007 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

07/20/2005 - 05/22/2007

PIPER JAFFRAY & CO. (EAST PALO ALTO CA)

NY

06/07/2000 - 03/12/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/17/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nathaniel Holmes Schindler.
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