Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Dupree Sullivan is a registered representative with Charles Schwab & CO., Inc. Previously, Nathaniel worked at TD AMERITRADE, INC.. Nathaniel has a Series 63, Series 7TO, and SIE license. Nathaniel's office is located in Omaha, NE. Nathaniel's firm has more than $50 billion in assets under management. Charles Schwab & CO., Inc. specializes in financial planning, selection of other advisors, and wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
01/03/2024 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
02/02/2021 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 02/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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