Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Hargraves is a financial professional with over a decade of experience in the industry. Nathaniel has held positions with Charles Schwab & Co., Inc. and Northwestern Mutual Investment Services, LLC in Indianapolis, IN, prior to joining Robinhood Financial, LLC. Nathaniel holds several licenses and designations, including Series 3, 4, 7, 9, 10, 63, and 66. Nathaniel's current role is with Robinhood Financial, LLC located in Lake Mary, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/30/2024 - Present
Robinhood Financial, LLC (Lake Mary FL)
IN
09/09/2014 - 08/02/2024
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
IN
01/23/2013 - 08/12/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)
IN
05/16/2012 - 11/30/2012
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
BOTH
Issued 01/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2016
Series 4 - Registered Options Principal Examination
BC
Issued 09/28/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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