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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathaniel? Claim Your ProfileNathaniel Armstrong Smith is an investment advisor representative with Empower Advisory Group, LLC, a firm with a strong reputation for providing financial services to a variety of clients. Nathaniel has been in the industry since 2001 and has a strong track record of success. Nathaniel holds multiple licenses including Series 63, 65, 66, and 7. Nathaniel is registered to provide investment advice in several states and is committed to helping individuals and families achieve their financial goals. Nathaniel is also an active member of the financial community and is dedicated to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/06/2018 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NH
07/30/2007 - 05/23/2013
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
06/12/1996 - 10/12/2001
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NY
10/24/1994 - 10/26/1995
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 12/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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