Unclaimed
Nathaniel Allen Starkey is a financial advisor at LPL Financial LLC, based in Rapid City, SD. Nathaniel has been working in the financial industry since 2009 and has extensive experience in providing financial advice to individuals, corporations, and retirement plans. Nathaniel is a Registered Representative with the state of South Dakota and Texas and is also a Registered Investment Advisor. Nathaniel is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
09/11/2023 - Present
LPL Financial LLC (RAPID CITY SD)
SD
09/01/2023 - 09/18/2023
OSAIC WEALTH, INC. (RAPID CITY SD)
SD
09/18/2020 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (RAPID CITY SD)
PA
02/18/2020 - 09/23/2020
GRANT WILLIAMS L.P. (PHILADELPHIA PA)
GA
12/04/2017 - 01/08/2020
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/04/2017 - 01/08/2020
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/04/2017 - 01/08/2020
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
12/04/2017 - 01/08/2020
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
WI
12/14/2015 - 11/10/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
12/14/2015 - 11/10/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
12/14/2015 - 11/10/2017
SII INVESTMENTS, INC. (APPLETON WI)
CO
04/15/2014 - 11/10/2017
NATIONAL PLANNING CORPORATION (DENVER CO)
CO
05/04/2009 - 04/07/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
IA
Issued 04/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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