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Nathaniel Aaron Marcoux

Northwestern Mutual Investment Services, LLC

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About Nathaniel Aaron Marcoux

Nathaniel Aaron Marcoux is a financial advisor with Northwestern Mutual Investment Services, LLC. Nathaniel has been in the financial industry since April 1, 2007. Nathaniel is a licensed and registered investment advisor in multiple states. Nathaniel holds the Series 6, 7 and 63 licenses and the SIE exam. Nathaniel is also a Chartered Financial Consultant. In addition to his work as a financial advisor, Nathaniel serves on a number of boards and committees, including the Finance Committee of Green Mountain Community Network, Inc. and the board of directors of United Counseling Service. Nathaniel's clients include individuals, corporations, and non-profit organizations. Nathaniel provides a wide range of financial services, including investment research and referrals to other advisors.

Firm Information

Nathaniel Marcoux is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nathaniel Marcoux’s Registration & Firm History

VT

06/14/2012 - Present

Northwestern Mutual Investment Services, LLC (BENNINGTON VT)

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Licenses & Designations

BC

Issued 08/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2012

Series 7 - General Securities Representative Examination

BC

Issued 03/30/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathaniel Aaron Marcoux.
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