Unclaimed
Nathanial James Clement is a financial advisor who has been working in the financial services industry since 2022. Nathanial is currently registered with The Leaders Group, Inc. and is licensed to sell securities in New York. Nathanial has passed the Series 63, Series 6TO, and SIE exams. Nathanial's previous experience includes a role at Purshe Kaplan Sterling Investments in Albany, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/27/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
05/26/2023 - 07/28/2023
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
BC
Issued 07/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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