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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathania? Claim Your ProfileNathania Walsh is a financial advisor at Wells Fargo Clearing Services, LLC, based in Boston, MA. Nathania has been in the industry since 2001. Nathania provides financial advice to individuals, businesses, and institutions. Nathania is registered with FINRA and has a Series 7, Series 9, Series 10, Series 31, and Series 66 licenses. Nathania also holds a Series 99TO license for Operations Professional. Nathania has experience working with clients in a variety of investment needs, including retirement planning, college savings, and estate planning. Nathania is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
11/13/2006 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
NH
02/24/2004 - 12/01/2006
CITIGROUP GLOBAL MARKETS INC. (PORTSMOUTH NH)
NY
11/20/2001 - 02/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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