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Nathan Yuronich

Apex Clearing Corp.

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About Nathan Yuronich

Nathan Yuronich is a financial advisor with over 14 years of experience in the industry. Nathan is currently registered with Apex Clearing Corp. in New York. Nathan has a strong background in the financial services industry, having held previous roles with Altruist Financial LLC, TD Ameritrade, Inc., Dunham & Associates Investment Counsel, Inc., U.S. Bancorp Investments, Inc., UBS Financial Services Inc., and Assent LLC. Nathan holds the Series 7, Series 63, Series 66, and SIE licenses.

Firm Information

Nathan Yuronich is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Yuronich’s Registration & Firm History

NY

09/03/2024 - Present

Apex Clearing Corp. (New York NY)

CA

09/29/2021 - 07/15/2024

ALTRUIST FINANCIAL LLC (CULVER CITY CA)

CA

09/12/2014 - 01/06/2021

TD AMERITRADE, INC. (SAN DIEGO CA)

CA

02/08/2013 - 08/19/2014

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)

CA

01/23/2012 - 02/19/2013

TD AMERITRADE, INC. (SAN DIEGO CA)

MN

03/22/2011 - 01/06/2012

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

NY

01/13/2010 - 01/11/2011

UBS FINANCIAL SERVICES INC. (UNIONDALE NY)

NY

08/20/2008 - 01/25/2010

ASSENT LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/11/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nathan Yuronich.
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