Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Rumely is an investment advisor representative with Robert W. Baird & Co. Inc., registered to offer securities in the state of Indiana. Nathan has been in the industry since November 2000. Prior to joining Robert W. Baird & Co. Inc. Nathan worked at Morgan Stanley for eight years and Citigroup Global Markets Inc. for almost nine years. Nathan has a Series 63, Series 65, Series 7, and Series 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IN
01/04/2018 - Present
Robert W. Baird & Co. Inc. (Mishawaka IN)
IN
06/01/2009 - 01/03/2018
MORGAN STANLEY (MISHAWAKA IN)
IN
11/14/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SOUTH BEND IN)
IA
Issued 04/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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