Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Wayne Simmons is a Registered Representative and Investment Adviser Representative with Capital Client Group, Inc. based in Los Angeles, CA. Nathan has been in the financial industry since October 4, 2000. Simmons is registered with the state of California to provide investment advice. Capital Client Group, Inc. is a firm that offers a variety of financial services, including investment advice and portfolio management. The firm specializes in serving clients of all types, including high-net-worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
10/10/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IA
Issued 10/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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