Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Labiak is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. with offices in Rancho Santa Fe, CA. Nathan has been in the industry since 1999. Nathan has passed several exams including Series 66, Series 53, Series 52TO, SIE, Series 31, and Series 7. Nathan is registered with the state of California and Texas. Previously, Nathan worked for BANC OF AMERICA INVESTMENT SERVICES, INC. in San Diego, CA and MORGAN STANLEY DW INC. in Purchase, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/08/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RANCHO SANTA FE CA)
CA
09/12/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
NY
06/25/1999 - 09/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/29/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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