Unclaimed
Nathan Rainbolt is a financial advisor at Fifth Third Securities, Inc. Nathan has been working in the financial services industry since 2008. Nathan holds Series 6, 7, 63, and 66 licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2009. Nathan also holds a Series 66 license in Indiana. Nathan's specializations include mutual funds, variable annuities, fixed annuities and life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
12/18/2017 - Present
Fifth Third Securities, Inc. (LOUISVILLE KY)
IN
08/29/2016 - 12/14/2017
LPL FINANCIAL LLC (FLOYDS KNOBS IN)
IN
07/02/2014 - 08/30/2016
INVESTMENT CENTERS OF AMERICA, INC. (MADISON IN)
KY
03/02/2011 - 07/08/2014
U.S. BANCORP INVESTMENTS, INC. (LOUISVILLE KY)
KY
02/15/2008 - 02/15/2011
CHASE INVESTMENT SERVICES CORP. (LOUISVILLE KY)
BOTH
Issued 4/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 2/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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