Unclaimed
Nathan W. Dartt is a financial advisor with over 20 years of experience in the industry. Nathan is currently registered with Deutsche Bank Securities Inc. as a representative. He is a licensed General Securities Principal and has passed the Series 63, 7, 9, 10, 24, SIE, and 99TO exams. Previously, Nathan was a representative for DB Securities Services NJ Inc. and Fidelity Brokerage Services LLC. Nathan is well-versed in various aspects of the financial industry. He is committed to providing excellent customer service and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
03/20/2023 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
01/03/2012 - 01/19/2022
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NJ
11/19/2008 - 01/03/2012
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
FL
11/21/2006 - 10/22/2008
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
06/04/2001 - 10/11/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 08/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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