Unclaimed
Nathan Tyler Rubin is a financial professional with experience in the financial services industry. Nathan is currently registered with Sanford C. Bernstein & Co., LLC and holds a Series 63, Series 86, and Series 87 license. Previously, Nathan worked with BARCLAYS CAPITAL INC. Nathan has experience with a variety of investment products and services and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
11/10/2021 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
NY
08/17/2019 - 10/21/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 05/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/29/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/27/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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