Unclaimed
Nathan Torgerson is a financial advisor with Northwestern Mutual Investment Services, LLC in Farmington, UT. Nathan has been working in the financial industry since December 2006. He holds the following licenses: Series 63, Series 66, Series 7, Series 9, and Series 10. Nathan previously worked at FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
UT
08/28/2023 - Present
Northwestern Mutual Investment Services, LLC (Farmington UT)
UT
04/25/2006 - 01/17/2023
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 06/05/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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