Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Stephens is a financial advisor with Charles Schwab & CO., Inc. in West Hartford, Connecticut. Nathan has been in the industry since 2014 and is currently licensed in 15 states. Nathan has a Series 66, SIE and Series 7 license and holds a combined total of 16 registrations. Nathan also owns a rental property in Lakeville, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CT
04/12/2022 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
10/01/2021 - 07/29/2024
TD AMERITRADE, INC. (West Hartford CT)
CO
07/23/2015 - 08/26/2021
FIDELITY BROKERAGE SERVICES LLC (BROOMFIELD CO)
CO
07/09/2014 - 06/15/2015
EDWARD JONES (LONE TREE CO)
BOTH
Issued 09/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Nathan Stephens is the right advisor for you? Invested Better is here to help.
