Unclaimed
Nathan Snow Williams is a financial advisor with The Leaders Group, Inc. Nathan has been working in the financial industry since December 9, 2013, and holds the Series 6, Series 63 and SIE licenses. Nathan previously worked at DFPG INVESTMENTS, LLC and AIG CAPITAL SERVICES, INC. Nathan is currently registered in Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/13/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
UT
09/12/2019 - 10/28/2022
DFPG INVESTMENTS, LLC (South Jordan UT)
NJ
10/18/2013 - 09/03/2019
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 10/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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