Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Petersen is a financial advisor with Ameriprise Financial Services, LLC. Nathan has been in the financial services industry since 2000 and holds a Series 63, 66, 7, 9, 10 and SIE license. Nathan also has a Series 31 license which allows them to provide financial advisory services related to futures. Nathan specializes in financial planning, pension consulting, asset allocation, and portfolio management for both businesses and individuals. Nathan is registered in 28 states and is a member of the Ameriprise Financial Services, LLC team in Westlake, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
12/10/2020 - Present
Ameriprise Financial Services, LLC (Westlake OH)
OH
06/01/2009 - 02/09/2012
MORGAN STANLEY SMITH BARNEY (WESTLAKE OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTLAKE OH)
OH
10/10/2003 - 04/02/2007
MORGAN STANLEY DW INC. (CLEVELAND OH)
NY
08/23/2000 - 10/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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