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Nathan Silas Gray

Icapital Markets LLC

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About Nathan Silas Gray

Nathan Silas Gray is a financial advisor with over 17 years of experience in the industry. Currently, Nathan Gray is registered with iCapital Markets LLC in New York, NY. Previously, Nathan Gray has held positions at ICapital Securities, LLC, AXIO Financial LLC, Advisors Asset Management, Inc., Citizens Securities, Inc., Columbia Management Investment Distributors, Inc., Columbia Management Distributors, Inc., and MFS Fund Distributors, Inc. Nathan Gray holds Series 6, 7, 63, and 65 securities licenses and the SIE exam.

Firm Information

Nathan Gray is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Gray’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

04/12/2022 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NY

01/08/2020 - 09/06/2022

AXIO FINANCIAL LLC (NEW YORK NY)

CO

07/22/2019 - 01/09/2020

ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)

MA

02/22/2017 - 07/22/2019

CITIZENS SECURITIES, INC. (CANTON MA)

MA

05/01/2010 - 02/02/2017

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

10/24/2006 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

05/25/2006 - 10/20/2006

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 11/17/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/24/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Silas Gray.
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