Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Scott Smith is a financial advisor with Cetera Investment Advisers LLC, headquartered in Schaumburg, IL. Nathan Scott Smith has been in the financial industry since 2012 and is currently registered with FINRA as a Registered Representative. Nathan Scott Smith has also been registered with the state of Indiana as an Investment Advisor Representative since 2023. Nathan Scott Smith has passed the Series 6, 7, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
05/22/2023 - Present
Cetera Investment Advisers LLC (Merrillville IN)
IN
06/13/2016 - 05/15/2023
FIFTH THIRD SECURITIES, INC. (VALPARAISO IN)
IN
05/20/2015 - 05/27/2016
CETERA INVESTMENT SERVICES LLC (Munster IN)
IN
11/13/2012 - 05/22/2015
FIFTH THIRD SECURITIES, INC. (PORTAGE IN)
BOTH
Issued 08/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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