Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Pugliese is an investment advisor representative registered with Wealth Enhancement Advisory Services, LLC. Nathan has been in the industry since 1998 and is licensed to provide investment advice in 26 states. He holds Series 7, 24, 4, 51, 63, and 65 licenses. Nathan is a Certified Financial Planner and a Chartered Financial Consultant. His past employment includes Ameriprise Financial Services, Inc., and Purshe Kaplan Sterling Investments. Nathan has experience in the areas of financial planning, pension consulting, and portfolio management. He also provides educational seminars and services to select other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NJ
11/01/2021 - Present
Wealth Enhancement Advisory Services, LLC (PARSIPPANY NJ)
NJ
07/14/2021 - 10/25/2021
PURSHE KAPLAN STERLING INVESTMENTS (Parsippany NJ)
NJ
07/27/1998 - 07/26/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Red Bank NJ)
MN
07/27/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/28/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2006
Series 4 - Registered Options Principal Examination
BC
Issued 06/04/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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