Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Schmidt is a financial professional with over 5 years of experience in the industry. Nathan is currently registered with Apex Clearing Corp. and holds Series 4, 7 and 66 licenses. Nathan previously worked for J.P. Morgan Securities LLC and AXA Advisors, LLC. Nathan is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/10/2023 - Present
Apex Clearing Corp. (DALLAS TX)
OH
06/04/2019 - 01/28/2023
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
TX
12/11/2017 - 12/05/2018
AXA ADVISORS, LLC (DALLAS TX)
BOTH
Issued 01/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2024
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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