Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Novotny is a financial advisor with over 8 years of experience in the financial services industry. Nathan is currently registered with Cetera Investment Advisers LLC. Previously, Nathan worked with Raymond James Financial Services, Inc., BBVA Securities Inc., Pruco Securities, LLC, Hancock Investment Services, Inc., and Morgan Stanley. Nathan is registered to provide securities and investment advisory services in Alabama, California, Florida, Georgia, Mississippi, and Pennsylvania. Nathan holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
08/10/2022 - Present
Cetera Investment Advisers LLC (MOBILE AL)
AL
11/05/2021 - 08/09/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Mobile AL)
AL
05/28/2019 - 08/23/2021
BBVA SECURITIES INC. (MOBILE AL)
AL
05/22/2018 - 05/15/2019
PRUCO SECURITIES, LLC. (BIRMINGHAM AL)
AL
09/23/2015 - 09/26/2017
HANCOCK INVESTMENT SERVICES, INC. (MOBILE AL)
AL
02/26/2014 - 10/23/2015
MORGAN STANLEY (MOBILE AL)
BOTH
Issued 04/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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