Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Truax is a financial advisor with over 20 years of experience in the industry. Nathan is currently registered with D.A. Davidson & Co. and has previously been registered with Lincoln Financial Advisors Corporation, Questar Capital Corporation, Girard Securities, Inc., Midpoint Financial Services, Inc., Securities America, Inc., Sentra Securities Corporation, and Royal Alliance Associates, Inc. Nathan holds the Series 7, Series 24, Series 63, Series 65, and SIE licenses. Nathan specializes in providing financial planning, investment management, and retirement planning services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/04/2024 - Present
D.a. Davidson & Co. (NEWPORT BEACH CA)
CA
05/26/2011 - 04/23/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (IRVINE CA)
CA
06/09/2010 - 05/24/2011
QUESTAR CAPITAL CORPORATION (HUNTINGTON BEACH CA)
CA
06/13/2008 - 09/02/2009
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
06/15/2005 - 07/24/2008
MIDPOINT FINANCIAL SERVICES, INC. (SAN DIEGO CA)
NE
09/27/2001 - 05/13/2003
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
05/18/2001 - 07/20/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
04/22/1999 - 05/22/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 10/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Nathan Truax is the right advisor for you? Invested Better is here to help.
