Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Schroeder is a financial advisor at Charles Schwab & CO., Inc. Nathan has been in the financial services industry since 2014. Nathan is registered as an Investment Advisor Representative (IAR) in New Jersey and Texas. Nathan has also held several licenses over the years including Series 3, 4, 7, 9, 10, 24, 34, 52, 57, and 66. Nathan’s previous experience includes working at TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
03/16/2022 - Present
Charles Schwab & CO., Inc. (Jersey City NJ)
NE
12/05/2021 - 12/06/2022
TD AMERITRADE, INC. (OMAHA NE)
TX
12/22/2015 - 08/02/2016
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
07/07/2014 - 08/02/2016
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 03/24/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2018
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/11/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2016
Series 57 - Securities Trader Exam
BC
Issued 07/07/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/01/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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