Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Richardson Allen is an investment advisor representative with WMS Partners, LLC and Homrich Berg. Nathan has over 20 years of experience in the financial services industry and holds Series 63, Series 66, and Series 7 licenses. Nathan is registered in Connecticut, Louisiana, Maryland, New York, and Pennsylvania. Nathan specializes in portfolio management for pooled investment vehicles. Nathan's current firm, WMS Partners, LLC, is based in Towson, Maryland and has approximately $8.46 million in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MD
11/13/2023 - Present
WMS Partners, LLC (TOWSON MD)
CT
08/31/2006 - 08/21/2012
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
CT
11/21/2001 - 09/12/2006
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
06/12/1996 - 06/29/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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