Unclaimed
Nathan Siegel is a financial advisor with Vanguard Marketing Corp. Nathan holds the Series 7, Series 63 and Series 66 securities licenses as well as the SIE exam. Nathan Siegel is licensed to sell securities in all 50 states, Puerto Rico, and the U.S. Virgin Islands. Nathan has been in the financial services industry since August 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/24/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
BOTH
Issued 06/14/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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