Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Shaw is a financial professional with over 10 years of experience in the financial industry. He is registered with Wells Fargo Clearing Services, LLC and specializes in providing comprehensive financial planning and investment management services. His expertise includes portfolio management for individuals and businesses, as well as investment consulting services for institutional clients. Prior to joining Wells Fargo Clearing Services, LLC, Nathan was registered with Fidelity Brokerage Services LLC. Nathan holds a Series 7 and Series 63 license, and he has also passed the Securities Industry Essentials (SIE) exam. He is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
06/03/2021 - Present
Wells Fargo Clearing Services, LLC (TOOELE UT)
UT
07/01/2011 - 04/05/2021
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 07/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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