Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Richard Brekke is a financial advisor with over 12 years of experience in the financial services industry. Nathan is currently registered with LPL Financial LLC and has been with them since November 2021. Prior to that, he worked with CETERA INVESTMENT SERVICES LLC. Nathan holds the Series 6, 7, 26, 63 and 65 securities licenses and is registered in Florida, Iowa, and New York. He specializes in providing financial planning and investment advice to individuals, families, and businesses. Nathan is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/15/2021 - Present
LPL Financial LLC (QUEENSBURY NY)
NY
06/19/2019 - 11/16/2021
CETERA INVESTMENT SERVICES LLC (LATHAM NY)
NY
10/05/2009 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (LATHAM NY)
IA
Issued 12/13/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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