Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Reeves Frye is a financial professional with over 18 years of experience in the financial services industry. Nathan is currently a registered representative with Charles Schwab & CO., Inc. Prior to joining Charles Schwab & CO., Inc., Nathan was a registered representative with FIDELITY BROKERAGE SERVICES LLC, NEXBANK SECURITIES INC, PULSE TRADING, INC., DIRECT TRADING INSTITUTIONAL, L.P. and DIRECT TRADING INSTITUTIONAL, INC.. Nathan holds a variety of licenses and certifications, including Series 4, Series 7, Series 9, Series 10, Series 55, and SIE. Nathan is also registered in 53 states. Nathan specializes in providing financial planning and investment advice to individuals and families. Nathan is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
07/18/2017 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
01/12/2015 - 06/07/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/28/2008 - 11/10/2008
NEXBANK SECURITIES INC (DALLAS TX)
TX
08/09/2006 - 04/21/2008
PULSE TRADING, INC. (DALLAS TX)
TX
06/28/2005 - 08/03/2006
DIRECT TRADING INSTITUTIONAL, L.P. (IRVING TX)
TX
08/29/2002 - 07/08/2005
DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)
NY
06/17/1998 - 09/27/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
TX
03/28/1997 - 06/11/1998
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
07/31/1996 - 01/10/1997
HOAK BREEDLOVE WESNESKI & CO. (DALLAS TX)
NA
05/15/1996 - 08/09/1996
HOAK SECURITIES CORP.
BC
Issued 01/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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