Unclaimed
Nathan Randolph Schrand is a financial advisor who has been in the industry since June 16, 1997. Nathan is currently registered with Fidelity Brokerage Services LLC. Nathan is licensed in Kentucky, Massachusetts, Ohio, Texas, and Utah. Nathan has experience in the financial industry, with a focus on investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/17/1997 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 07/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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