Unclaimed
Nathan Radford is an active advisor registered with FINRA and the state of New York. Nathan works with J.P. Morgan Securities LLC in their New York office. Nathan has been in the industry since 2005 and has a strong track record of providing investment advice. Nathan's specialties include investment companies, pooled investment vehicles, business development companies, state or municipal government entities, and sovereign wealth funds and foreign official institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/19/2019 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/01/2008 - 06/13/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/15/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
UT
02/28/2005 - 12/15/2006
NEOVEST TRADING (OREM UT)
UT
10/12/2005 - 05/01/2006
J.P. MORGAN SECURITIES INC. (OREM UT)
BOTH
Issued 05/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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